Patrick Homan
Compliance Surveillance Officer at Private Client Services , Member FINRA, SIPC
Email:
p****@lpl.com
Phone Number: (***)-***-****
QUALIFICATIONS PROFILE Career compliance officer with 25 years' experience in all aspects of retail brokerage, specializing in registrations and regulatory reporting. Advanced technical k...
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PRIVATE CLIENT SERVICES , MEMBER FINRA, SIPC
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Headquarters: 2225 Lexington Rd, Louisville, Kentucky, 40206, United States
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Industry Financial Services
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Website pcsbd.net
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HQ Phone +15*********
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Description
PCS is a full-service, RIA-friendly Broker Dealer and SEC Registered Investment Advisor. We are growing by dually registering like-minded, hybrid RIA's/IAR's. We are solely focused on servici...Read More
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Employees 51-200
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Revenue 25 Million to 50 Million
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Frequently Asked Questions Regarding Patrick Homan
Answer: Patrick Homan works for Private Client Services , Member FINRA, SIPC as Compliance Surveillance Officer
Answer: Patrick Homan’s role in Private Client Services , Member FINRA, SIPC is Compliance Surveillance Officer
Answer: Patrick Homan's email address is p***@gmail.com
Answer: Patrick Homan's business email address is p****@lpl.com
Answer: Patrick Homan’s direct phone number is (***)-***-****
Answer: Patrick Homan works in the industry of: Financial Services
Answer: Patrick Homan is the current Compliance Surveillance Officer at Private Client Services , Member FINRA, SIPC.... Read More
Answer: Patrick Homan works Private Client Services , Member FINRA, SIPC located at 2225 Lexington Rd, Louisville, Kentucky, 40206, United States
Answer: Private Client Services , Member FINRA, SIPC's Compliance Surveillance Officer is Patrick Homan
Answer: Patrick Homan contact details:
- Phone number : (***)-***-****
- Email : p****@lpl.com
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