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William Figueroa

Broker Dealer Regulatory Specialist at MUFG Securities Americas

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Email Email: w****@mufgsecurities.com

phone noPhone Number: (***)-***-****

• Regulatory Reporting Professional with over 10 years experience in SEC Regulations. Expertise in 15c3-1 Net Capital Rule and 15c3-3 Customer Protection Rule. Prepare monthly FOCUS repo...

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MUFG SECURITIES AMERICAS

MUFG SECURITIES AMERICAS

  • description Description
    The international securities business of MUFG. Capital markets, credit, rates, equities and structured products.
  • Employees count Employees 1001-5000
  • Revenue Revenue 250 Million to 500 Million
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MUFG Securities Americas Org Chart and Mapping

Employees
Wanda Cruz

Wanda Cruz

Senior Recruiter

Annice Ramsey

Annice Ramsey

Assistant Vice President

Wilson Chau

Wilson Chau

Front Office Solutions Vice President

Marvin S

Marvin S

Vice President - Regulatory Change, Policies & Procedures and Training

Denis McHugh

Denis McHugh

Chief Risk Officer (Cro)

Michael Madden

Michael Madden

Managing Director

Chrystal Calero

Chrystal Calero

Executive Assistant / Analyst - Debt Capital Markets

William Rogers

William Rogers

Analyst

Sadia Chowdhury

Sadia Chowdhury

Management and Metrics Reporting AVP

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Frequently Asked Questions Regarding William Figueroa

Answer: William Figueroa works for MUFG Securities Americas as Broker Dealer Regulatory Specialist

Answer: William Figueroa’s role in MUFG Securities Americas is Broker Dealer Regulatory Specialist

Answer: William Figueroa's email address is w***@gmail.com

Answer: William Figueroa's business email address is w****@mufgsecurities.com

Answer: William Figueroa’s direct phone number is (***)-***-****

Answer: William Figueroa works in the industry of: Investment Banking

Answer: William Figueroa is the current Broker Dealer Regulatory Specialist at MUFG Securities Americas.... Read More

Answer: William Figueroa works MUFG Securities Americas located at New York, United States

Answer: MUFG Securities Americas's Broker Dealer Regulatory Specialist is William Figueroa

Answer: William Figueroa contact details:

  • Phone number  :  (***)-***-****
  • Email  :  w****@mufgsecurities.com

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