Hurni & West
Law Practice, 100 Park Ave, New York, 10017, United States, 1-10 Employees
Who is HURNI & WEST
Hurni & West LLP lawyers regularly advise clients on securities regulatory matters, investment management, as well as providing counsel on corporate and transactional matters. Hurni & Wes...
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Headquarters: 100 Park Ave, New York, New York, 10017, United States
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Employees: 1-10
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Revenue: Under $1 Million
Industry: Law Practice
SIC Code: 6531
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Frequently Asked Questions Regarding Hurni & West
Answer: Hurni & West's headquarters are located at 100 Park Ave, New York, 10017, United States
Answer: Hurni & West's official website is https://hurniwest.com
Answer: Hurni & West's revenue is Under $1 Million
Answer: Hurni & West's SIC: 6531
Answer: Hurni & West has 1-10 employees
Answer: Hurni & West is in Law Practice
Answer: Hurni & West contact info: Phone number: Website: https://hurniwest.com
Answer: Hurni & West LLP lawyers regularly advise clients on securities regulatory matters, investment management, as well as providing counsel on corporate and transactional matters. Hurni & West LLP provide regulatory and financial compliance expertise to the broker-dealer industry, advising on all relevant federal, state and SRO statutes or rules such as the Securities Act of 1933, the Securities Exchange Act of 1934, the USA PATRIOT Act, Sarbanes-Oxley and Gramm-Leach-Bliley, as well as all the rules of FINRA and other industry SROs, the MSRB and state blue sky laws. We guide companies through SRO (e.g. FINRA) new member application processes and through changes or amendments to their existing broker-dealer business models. Our attorneys and staff have been involved in the formation or ongoing compliance efforts of over 250 financial services industry firms. We assist clients in negotiating clearing agreements, structuring back office operations, and work closely with accountants and other service providers in the industry. We also represent proprietary trading firms, market makers, alternative trading systems, and dual-registered firms.
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