Municipal Securities Rulemaking Board

Financial Services

United States, District of Columbia

$100M to $250M

51-200

Capital Bank, N.A.

Banking

United States, Maryland

$100M to $250M

51-200

TMLT

Insurance

United States, Texas

$100M to $250M

51-200

HJ Sims

Financial Services

United States, Connecticut

$100M to $250M

51-200

Hometap

Financial Services

United States, Massachusetts

$100M to $250M

51-200

Sheshunoff Consulting + Solutions

Banking

United States, Texas

$100M to $250M

51-200

Lockton Affinity

Insurance

United States, Kansas

$100M to $250M

51-200

Graham Capital Management, L.P.

Investment Management

United States, Connecticut

$100M to $250M

51-200

Continental Finance Company

Financial Services

United States, Delaware

$100M to $250M

51-200

First Community Bank of East TN

Banking

United States, Tennessee

$100M to $250M

51-200

Princeton Mortgage

Financial Services

United States, New Jersey

$100M to $250M

51-200

Plumas Bank

Financial Services

United States, California

$100M to $250M

51-200

WebBank

Banking

United States, Utah

$100M to $250M

51-200

VanEck

Investment Management

United States, New York

$100M to $250M

51-200

American Council of Life Insurers - ACLI

Insurance

United States, District of Columbia

$100M to $250M

51-200

Delta Dental of Virginia

Insurance

United States, Virginia

$100M to $250M

51-200

Jefferson Bank of Missouri

Banking

United States, Missouri

$100M to $250M

51-200

Verus

Investment Management

United States, Washington

$100M to $250M

51-200

PAL Management

Financial Services

United States, Minnesota

$100M to $250M

51-200

Summit Partners

Venture Capital & Private Equity

United States, Massachusetts

$100M to $250M

51-200